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Compensation

Develops and monitors the firm's compliance program. Ensures that all activities meet the requirements of state and federal legal and regulatory agencies. Acts as the firm's liaison with agencies on compliance-related issues in response to complaints.

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Compensation

Median 1st Quartile 3rd Quartile
Total IncomeRestrictedRestrictedRestricted
Base SalaryRestrictedRestrictedRestricted
IncentiveRestrictedRestrictedRestricted
CommissionRestrictedRestrictedRestricted
Value of PerksRestrictedRestrictedRestricted

Personal Stats

Years Experience

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Gender

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Designations

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Other Info

Median 1st Quartile 3rd Quartile
Profit DistributionRestrictedRestrictedRestricted
Revenue ManagedRestrictedRestrictedRestricted
% Earning Incentive CompensationRestricted
% Receiving Profit Distribution OnlyRestricted

Source: 2017 InvestmentNews/Moss Adams Adviser Compensation & Staffing Study