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Staffing Breakdown |
Avg. # of Staff | |
|---|---|---|
| Professionals | Restricted | |
| Dedicated Management | Restricted | |
| Technical Specialists | Restricted | |
| Support | Restricted | |
| Administrative | Restricted | |
| Total | Restricted | |
Restricted
Professionals |
% of Firms Employ |
|---|---|
| Chief Executive Officer (CEO) | Restricted |
| President | Restricted |
| Chief Operating Officer (COO) | Restricted |
| Chief Investment Officer (CFO) | Restricted |
| Chief Compliance Officer (CCO) | Restricted |
| Chief Marketing Officer (CMO) | Restricted |
| Practicing Partner | Restricted |
| Business Development Officer (BDO) | Restricted |
| Lead Adviser (Level 1) | Restricted |
| Business Development Specialist | Restricted |
| Service Adviser (Level 2) | Restricted |
Dedicated Management |
% of Firms Employ |
|---|---|
| Operations Manager / Office Manager | Restricted |
| Marketing Manager | Restricted |
| Human Resources Manager | Restricted |
Technical Specialists |
% of Firms Employ |
|---|---|
| Senior Portfolio Manager | Restricted |
| Portfolio Manager | Restricted |
| Senior Research Analyst | Restricted |
| Research Analyst | Restricted |
Support |
% of Firms Employ |
|---|---|
| Support Adviser (Level 3) | Restricted |
| Senior Client Service Administrator | Restricted |
| Client Service Administrator | Restricted |
| Performance Reporting Analyst | Restricted |
| Trader | Restricted |
Administrative |
% of Firms Employ |
|---|---|
| Accountant | Restricted |
| IT Manager | Restricted |
| Executive Assistant | Restricted |
| Administrative Assistant | Restricted |
| Receptionist | Restricted |
